Company filings profile · CIK 0000878932
EQUUS TOTAL RETURN, INC. — SEC filings & insider activity.
Real, source-linked SEC EDGAR activity for EQUUS TOTAL RETURN, INC. (EQS): 2 filings in the last 90 days vs 11 in the prior 90 (filing-velocity cooling ↓ · 0.18×). Latest material 8-K events, insider Form-4 transactions, and periodic reports — monitored for change.
✔ Verified against the public SEC EDGAR filing record as of Oct 14, 2026. Source-linked, daily-refreshed.
Material 8-K events — EQUUS TOTAL RETURN, INC.
8-K disclosures decoded by item code (the material events: agreements, results, control/management changes, impairments, restatements).
| Filed | Event | |
|---|---|---|
| Oct 13, 2026 | Delisting / Listing-Rule Failure; Regulation FD Disclosure; Financial Statements and Exhibits | ↗ |
| Jul 2, 2026 | Item 5.07 | ↗ |
| May 22, 2026 | Other Events; Financial Statements and Exhibits | ↗ |
| May 12, 2026 | Change in Auditor | ↗ |
| May 4, 2026 | Change in Auditor; Financial Statements and Exhibits | ↗ |
| Apr 22, 2026 | Other Events; Financial Statements and Exhibits | ↗ |
| Nov 25, 2025 | Other Events; Financial Statements and Exhibits | ↗ |
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Recent filings
| Filed | Form | Detail | |
|---|---|---|---|
| Oct 13, 2026 | 8-K | Delisting / Listing-Rule Failure; Regulation FD Disclosure; Financial Statements and Exhibits | ↗ |
| Aug 14, 2026 | 10-Q | FORM 10-Q | ↗ |
| Jul 2, 2026 | 8-K | Item 5.07 | ↗ |
| Jun 23, 2026 | SCHEDULE 13D | ↗ | |
| May 22, 2026 | 8-K | Other Events; Financial Statements and Exhibits | ↗ |
| May 20, 2026 | 10-Q | FORM 10-Q | ↗ |
| May 18, 2026 | NT 10-Q | FORM NT 10-Q | ↗ |
| May 12, 2026 | 8-K | Change in Auditor | ↗ |
| May 4, 2026 | 8-K | Change in Auditor; Financial Statements and Exhibits | ↗ |
| Apr 30, 2026 | DEF 14A | PROXY STATEMENT | ↗ |
| Apr 22, 2026 | 8-K | Other Events; Financial Statements and Exhibits | ↗ |
| Apr 20, 2026 | 10-K/A | FORM 10-K/A | ↗ |
| Apr 17, 2026 | 10-K | FORM 10-K | ↗ |
| Apr 10, 2026 | DEF 14C | DEFINITIVE SCHEDULE 14C | ↗ |
| Apr 1, 2026 | NT 10-K | NOTIFICATION OF LATE FILING | ↗ |
| Mar 25, 2026 | PRE 14C | PRELIMINARY SCEHDULE 14C | ↗ |
| Mar 11, 2026 | 40-17F2 | SECURITY COUNT | ↗ |
| Mar 11, 2026 | 40-17F2 | SECURITY COUNT | ↗ |
| Mar 11, 2026 | 40-17F2 | SECURITY COUNT | ↗ |
| Dec 18, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 18, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 18, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 18, 2025 | 10-K/A | FORM 10-K/A | ↗ |
| Dec 18, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 18, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 18, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 18, 2025 | 10-K/A | FORM 10-K/A | ↗ |
| Dec 17, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 17, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 17, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 17, 2025 | 10-K/A | FORM 10-K/A | ↗ |
| Dec 17, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 17, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Dec 17, 2025 | 10-Q/A | FORM 10-Q/A | ↗ |
| Nov 25, 2025 | 8-K | Other Events; Financial Statements and Exhibits | ↗ |
| Nov 20, 2025 | 10-Q | FORM 10-Q | ↗ |
| Nov 17, 2025 | NT 10-Q | FORM NT 10-Q | ↗ |
| Sep 30, 2025 | 4/A | ↗ | |
| Sep 17, 2025 | 4 | ↗ | |
| Sep 17, 2025 | 4 | ↗ |