Company filings profile · CIK 0001521945
Prospect Floating Rate & Alternative Income Fund, Inc. — SEC filings & insider activity.
Real, source-linked SEC EDGAR activity for Prospect Floating Rate & Alternative Income Fund, Inc.: 11 filings in the last 90 days vs 7 in the prior 90 (filing-velocity rising ↑ · 1.57×). Latest material 8-K events, insider Form-4 transactions, and periodic reports — monitored for change.
✔ Verified against the public SEC EDGAR filing record as of Sep 29, 2026. Source-linked, daily-refreshed.
Material 8-K events — Prospect Floating Rate & Alternative Income Fund, Inc.
8-K disclosures decoded by item code (the material events: agreements, results, control/management changes, impairments, restatements).
| Filed | Event | |
|---|---|---|
| Sep 29, 2026 | Regulation FD Disclosure; Financial Statements and Exhibits | ↗ |
| Aug 24, 2026 | Other Events | ↗ |
| Jul 27, 2026 | Regulation FD Disclosure; Other Events | ↗ |
| Jun 24, 2026 | Regulation FD Disclosure; Financial Statements and Exhibits | ↗ |
| May 28, 2026 | Other Events | ↗ |
| Mar 19, 2026 | Regulation FD Disclosure; Financial Statements and Exhibits | ↗ |
| Mar 6, 2026 | Amendments to Bylaws/Charter; Item 5.07; Other Events; Financial Statements and Exhibits | ↗ |
| Feb 26, 2026 | Regulation FD Disclosure; Financial Statements and Exhibits | ↗ |
| Jan 27, 2026 | Entry into a Material Agreement; Termination of a Material Agreement; Financial Statements and Exhibits | ↗ |
| Jan 23, 2026 | Other Events | ↗ |
| Dec 16, 2025 | Item 5.07 | ↗ |
| Nov 24, 2025 | Other Events | ↗ |
Watch Prospect Floating Rate & Alternative Income Fund, Inc. automatically
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Insider transactions (Form 4 / 3 / 5)
| Filed | Form | |
|---|---|---|
| No insider filings in the current window. | ||
Recent filings
| Filed | Form | Detail | |
|---|---|---|---|
| Sep 29, 2026 | 8-K | Regulation FD Disclosure; Financial Statements and Exhibits | ↗ |
| Sep 28, 2026 | DEFA14A | DEFA14A | ↗ |
| Sep 28, 2026 | DEF 14A | DEF 14A | ↗ |
| Sep 28, 2026 | 10-K | 10-K | ↗ |
| Sep 18, 2026 | SC TO-I | SC TO-I | ↗ |
| Sep 10, 2026 | SCHEDULE 13D/A | ↗ | |
| Aug 24, 2026 | 8-K | Other Events | ↗ |
| Aug 19, 2026 | SC TO-I/A | SC TO-I/A | ↗ |
| Aug 4, 2026 | 40-17G | 40-17G | ↗ |
| Jul 27, 2026 | 8-K | Regulation FD Disclosure; Other Events | ↗ |
| Jul 7, 2026 | POS EX | POS EX | ↗ |
| Jun 26, 2026 | SC TO-I | SC TO-I | ↗ |
| Jun 24, 2026 | 8-K | Regulation FD Disclosure; Financial Statements and Exhibits | ↗ |
| May 28, 2026 | 8-K | Other Events | ↗ |
| May 11, 2026 | 424B3 | 424B3 | ↗ |
| May 11, 2026 | SC TO-I/A | SC TO-I/A | ↗ |
| May 11, 2026 | 10-Q | 10-Q | ↗ |
| May 1, 2026 | SCHEDULE 13D/A | ↗ | |
| Mar 27, 2026 | 424B3 | 424B3 | ↗ |
| Mar 27, 2026 | SC TO-I | SC TO-I | ↗ |
| Mar 19, 2026 | 8-K | Regulation FD Disclosure; Financial Statements and Exhibits | ↗ |
| Mar 6, 2026 | 8-K | Amendments to Bylaws/Charter; Item 5.07; Other Events; Financial Statements and Exhibits | ↗ |
| Feb 27, 2026 | CORRESP | ↗ | |
| Feb 26, 2026 | 8-K | Regulation FD Disclosure; Financial Statements and Exhibits | ↗ |
| Feb 12, 2026 | SC TO-I/A | SC TO-I/A | ↗ |
| Feb 12, 2026 | 424B3 | 424B3 | ↗ |
| Feb 11, 2026 | 10-Q | 10-Q | ↗ |
| Jan 28, 2026 | 486APOS | 486APOS | ↗ |
| Jan 27, 2026 | 8-K | Entry into a Material Agreement; Termination of a Material Agreement; Financial Statements and Exhibits | ↗ |
| Jan 23, 2026 | 8-K | Other Events | ↗ |
| Jan 14, 2026 | DEF 14C | DEF 14C | ↗ |
| Dec 29, 2025 | SC TO-I | SC TO-I | ↗ |
| Dec 29, 2025 | PRE 14C | PRE 14C | ↗ |
| Dec 16, 2025 | 8-K | Item 5.07 | ↗ |
| Dec 12, 2025 | SCHEDULE 13D/A | ↗ | |
| Nov 26, 2025 | 40-APP/A | 40-APP/A | ↗ |
| Nov 24, 2025 | 424B3 | 424B3 | ↗ |
| Nov 24, 2025 | 8-K | Other Events | ↗ |
| Nov 18, 2025 | SC TO-I/A | SC TO-I/A | ↗ |
| Nov 12, 2025 | 10-Q | 10-Q | ↗ |